News/Events

GUIDELINES ON STRESS TESTS SCENARIOS UNDER ARTICLE 28 OF THE MMF REGULATION

by Investment Compliance & Risk Forum on 28. March 2018 , Comments Off

Consultation Paper Draft regulatory technical standards under the new Prospectus Regulation

by Investment Compliance & Risk Forum on 28. March 2018 , Comments Off

Rundschreiben 1/2017 Mindestanforderungen an das Risikomanagement von Kapitalverwaltungsgesellschaften

by Investment Compliance & Risk Forum on 28. March 2018 , Comments Off

Rundschreiben 9/2017 Mindestanforderungen an das Risikomanagement

by Investment Compliance & Risk Forum on 28. March 2018 , Comments Off

GUIDELINES ON STRESS TESTS SCENARIOS UNDER ARTICLE 28 OF THE MMF REGULATION

by Investment Compliance & Risk Forum on 28. March 2018 , Comments Off

ESMA UPDATES AIFMD & UCITS V Q&A

by Investment Compliance & Risk Forum on 28. March 2018 , Comments Off

Updates MIFID II/ MIFIR INVESTOR PROTECTION Q&A, 26.03.2018

by Investment Compliance & Risk Forum on 28. March 2018 , Comments Off

Rundschreiben Outsourcing von Banken, Effektenhändlern und Versicherungen tritt am 01.April 2018 in Kraft:

by Investment Compliance & Risk Forum on 27. March 2018 , No comments